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April 21, 2009
7:30 am - 4:30 pm
Power Center Ballroom, Duquesne University
Join us for a discussion on future directions in the financial services industry. As regulators rethink their approaches, and shareholders are battered by recent turns in the market, our stakeholders are demanding greater accountability in these times of uncertainty. We will draw together professionals like you to explore these issues and to discuss how industry leadership can restore public trust and reestablish stability.
Presented by
Program
Registration and Continental Breakfast (7:30 AM – 8:00 AM)
Welcoming Remarks (8:00 AM – 8:10 AM)
Aimee Toth, chief compliance officer and general counsel, Allegheny Financial, Ltd. and Allegheny Investments, Ltd.
Charles Dougherty, Ph.D., president, Duquesne University
Opening Remarks (8:10 AM – 8:25 AM)
Charles McGortey, 2nd vice president and principal compliance officer, StanCorp Equities, Inc.
Thomas J. Nist, Donahue Chair in Investment Management, Palumbo  Donahue School of Business
Ulf Skreppen, senior vice president, operations manager and chief compliance officer, C.S. McKee LP
Introduction (8:25 AM – 8:45 AM)
Introduction to The Industry Recommends... Breakout Sessions
Ethics Panel (8:45 AM – 9:45 AM)
Bradley R. Agle, Ph.D., associate professor of business administration, University of Pittsburgh
James F. Bauerle, director of legal and business services, Keevican Weiss Bauerle & Hirsch LLC
Eugene F. Maloney, executive vice president, Federated Investors
Moderated by Melanie Fein, principal, Fein Law Offices
Introduction by Virginia W. Gerde, Ph.D., director, Beard Institute for Leadership in Ethics
Risk Management Panel (10:00 AM – 11:00 AM)
Anthony J. Carfang, partner, Treasury Strategies Inc.
Greg Melvin, chief investment officer, C.S. McKee LP
Stephan Shenk, senior vice president, operating risk management, PNC Financial Services Inc.
Moderated by Thomas J. Nist, Donahue Chair in Investment Management, Palumbo Donahue School of Business
Breakout Sessions (11:00 AM – 12:15 PM)
The Industry Recommends...
Luncheon Keynote Address (12:15 PM – 1:30 PM)
Michael Oxley, former Congressman; co-author, Sarbanes-Oxley Act
Introduction by Scott A. Williams, partner, Three Rivers Law
Networking Break (1:30 PM – 2:00 PM)
Keynote Address (2:00 PM – 3:00 PM)
Robert P. Kelly, chairman and chief executive officer, The Bank of New York Mellon
Introduction by Alan R. Miciak, Ph.D., dean, Palumbo Donahue School of Business
Regulation Panel (3:00 PM – 4:00 PM)
Kenneth L. Andrichik, senior vice president, chief counsel and director of mediation and strategy, FINRA Dispute Resolution
Steven D. Irwin, commissioner, Pennsylvania Securities Commission; partner, Leech Tishman Fuscaldo & Lampl LLC
Stephen A. Keen, partner, Reed Smith LLP
Moderated by Matthew S. Hardin, president, Hardin Financial Consulting LLC
Report on Critical Issues (4:00 PM – 4:30 PM)
The Industry Recommends...
Closing Remarks (4:30 PM)
Jeanie F. Zadrozny, director business development and career opportunities, Palumbo Donahue School of Business
Reception (4:35 PM)
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Registration Fees
Professionals: $250
Academics: $150
Greater Pittsburgh Compliance Roundtable members: $100
LPInc graduates will receive a 10% discount.
Continuing Education Credits
CFP, CLE, and CPA credits will be offered.
Registration has closed. Questions? Contact Rebecca Ellsworth Ligman
at (412) 396-4005 or beardcenter@duq.edu for more information.
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Title Sponsor:
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Platinum Sponsors:
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Gold Sponsors:
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Silver Sponsors:
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Community Partner:
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| The Donahue Graduate School
of Business was ranked 8th on the Aspen
Institute's Global Top 100 list for integrating ethics, leadership and
integrating social and environmental issues into our Master
of Business Administration (MBA) program. Dr. Alan Miciak, dean of the Palumbo Donahue
School of Business, recently added to the school's honors
by being named to the list of the 100 Most Influential
People in Finance by Treasury
and Risk Management magazine. |
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